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Options

OpenStax Principles of Finance (CC BY 4.0) · MIT OCW 15.401 (CC BY-NC-SA 4.0)

An option gives the holder the right — but not the obligation — to buy or sell at a fixed strike price. This asymmetry is what you pay the premium for. Put-call parity ties calls, puts, forwards, and bonds into one equation.

K Long Call K Long Put Option payoffs at expiration (before premium).

Call and put payoffs

A call pays max(Sᵀ − K, 0) at expiration: the payoff is positive when the stock finishes above the strike K; profit requires covering the premium paid. A put pays max(K − Sᵀ, 0): you profit when the stock falls below K. The option buyer's loss is capped at the premium paid. The seller's loss is potentially unlimited (for calls) or capped at K (for puts).

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Put-call parity

For European options on the same underlying with the same strike and expiration: C − P = S₀ − K·e⁻rᵀ. This is an arbitrage relationship, not a model. It holds regardless of your view on volatility or the stock's direction. Violations are free money.

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Intrinsic vs time value

An option's price has two parts. Intrinsic value is the payoff if exercised right now: max(S − K, 0) for a call. Time value is the rest: the premium minus intrinsic value. Time value reflects the probability that the option will become more valuable before expiration. It decays as expiration approaches — this is theta decay.

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Black-Scholes formula

The Black-Scholes model prices European options under specific assumptions: log-normal stock prices, constant volatility, no dividends, continuous trading. The formula: C = S₀·N(d₁) − K·e⁻rᵀ·N(d₂), where d₁ and d₂ depend on S, K, r, T, and volatility σ. Derivation is Finance II — here we use it as a pricing tool.

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