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Black-Scholes Derivation

MIT OCW 18.S096 + 15.450 (CC BY-NC-SA 4.0)

The Black-Scholes formula prices European options by constructing a riskless hedge. The key insight: if you can replicate an option's payoff with stock and bonds, the option must cost the same as the replicating portfolio. No arbitrage forces the price.

Call option payoff at expiry Stock price S Payoff K max(S-K, 0) C(S,t) before expiry Δ = ∂C/∂S

The replicating portfolio argument

Hold Δ = ∂C/∂S shares of stock and borrow the rest. This portfolio tracks the option's value instant by instant. By Ito's lemma, the portfolio's randomness (the dB term) cancels the option's randomness. What remains is deterministic, so it must earn the risk-free rate. This no-arbitrage condition gives the Black-Scholes PDE.

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Risk-neutral valuation

Under the risk-neutral measure, all assets earn the risk-free rate r on average. The option price is the discounted expected payoff: C = e⁻ʳᵀ Eᵠ[max(S(T)-K, 0)]. We don't need to know the real drift μ; we replace it with r. This works because the hedge eliminates all risk, so risk preferences don't matter.

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The Black-Scholes PDE

The no-arbitrage hedge argument yields a PDE: ∂C/∂t + ½σ²S² ∂²C/∂S² + rS ∂C/∂S - rC = 0. This is a backward heat equation. With the boundary condition C(S,T) = max(S-K, 0), its solution is the Black-Scholes formula involving two cumulative normal terms N(d1) and N(d2).

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Greeks as partial derivatives

The Greeks measure how the option price changes with respect to each input. Delta (Δ) = ∂C/∂S, Gamma (Γ) = ∂²C/∂S², Theta (Θ) = ∂C/∂t, Vega (ν) = ∂C/∂σ, Rho (ρ) = ∂C/∂r. Delta tells you how many shares to hold for the hedge. Gamma tells you how fast to rebalance. Together they quantify the risk landscape.

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