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Stochastic Processes

MIT OCW 18.S096 + 15.450 (CC BY-NC-SA 4.0)

A stochastic process is a sequence of random variables indexed by time. Finance models asset prices as stochastic processes because tomorrow's price depends on today's, plus noise you can't predict.

time steps position Sโ‚€ path 1 path 2 path 3

Random walks and their properties

A random walk starts at zero and at each step moves up or down by one with equal probability. After n steps the expected position is 0, but the expected distance from the origin grows as √n. This square-root scaling is the heartbeat of finance: volatility grows with the square root of time.

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Markov chains and transition matrices

A Markov chain is memoryless: the next state depends only on the current state, not the history. A transition matrix P has entry P(i,j) = probability of moving from state i to state j. Multiply the matrix by itself n times to get n-step transition probabilities.

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Brownian motion as limit of random walks

Brownian motion B(t) is what you get when you take a random walk, shrink the step size, speed up the steps, and take the limit. Formally: scale n steps of size 1/√n over time [0,1]. The central limit theorem guarantees the limit is Gaussian. B(t) has independent increments, B(t) - B(s) ~ N(0, t-s), and continuous but nowhere-differentiable paths.

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Martingales — fair games

A martingale is a stochastic process whose expected future value, given all past information, equals its current value: E[X(t+1) | history] = X(t). A symmetric random walk is a martingale. A stock price under the risk-neutral measure is a (discounted) martingale. This is the mathematical formalization of "you can't beat a fair game."

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